Internal Control

Objectives

At the conclusion of the workshop, participants will be able to:

• Understand the SEC law as it applies to all management levels and those that support them
• Explain the concept of corporate governance as it relates to your organization
• Understand how to address basic internal control techniques
• Describe the requirement to follow company published procedures
  and document compliance
• Appreciate Segregation of duties
• Look for fraud indicators
• Understand the concept of reconciliation of accounts
• Understand the importance of protecting assets including intellectual property
• Understand the role of internal auditors, what they are looking for and how to interface with them